Futu Singapore Pte Ltd

Futu SG’s parent company, Futu Holdings Limited[FUTU], is backed by world-class strategic and venture capital investors which include Tencent, Sequoia Capital and Matrix Partners.

Based in Singapore, Futu SG is a next-generation broker-dealer. By combining technology and an on-the-go trading platform, it enhances the overall trading experience. Not only that, Futu SG is able to cut the costs that traditional brokers normally incur, thus lowering the transaction costs borne by customers.

Futu SG’s overseas affiliate has, since its inception, utilized specially designed trading systems that are developed in-house. Those trading systems are now time-tested and offered internationally. Futu’s proprietary trading systems solve user pain points and drive industry innovation.

The goal of Futu SG is to become the most trusted financial technology platform in the world.

For further information on Futu Singapore Pte. Ltd., you can refer to the MAS’s Financial Institutions Directory.

• Communicate with vendors, including procurement, maintenance, and payment of products and services.
• Daily maintenance of PC and laptop, including operating system installation and software configuration.
• Daily inspection and maintenance of server room.
• System configuration, user authority management, and corresponding review work.
• Assist to revise IT SOP, IT Guide, and IT Policy.
• Monitoring and tracking of incidents.
• Log, track and escalate related IT issues to the correct entity. Responsible and take ownership till closure.
• Handle support requests within the required SLA and IT service measures and with a high customer satisfaction.
• Provide IT technical onsite support for end-user services problems which includes identification, diagnosis, rectification, and escalation.
  • To provide advanced technical support for conception, development, installation, maintenance, and improvement to the Company System as well as other related process control.
  • Responsible for on-site troubleshooting, installation, and commissioning of Video Conferencing System and Audio-Visual System.
• Any work assigned from time to time by supervisor or the Management.

Job Requirements:

• At least 3 years of working experience in a technology-related field.
• Able to work independently.
• Willingness to learn new technologies.
• Ability to multi-task and understand operational work processes.
• Team player, proactive and quick learner (Training will be provided).
• Good communication skills.
• Proficient in English and Chinese for document and system writing.
• Familiar with Microsoft Outlook, Word, Excel, and PowerPoint.

• Provide accurate and efficient trade execution from clients for different products, including Singapore and overseas securities, fixed income, futures, funds and margin risk control.
• Risk monitoring of clients account, monitor trades to ensure compile with Group Compliance Policy and MAS Regulation.
• Handle enquiries, provide customer support on electronic trading platform.
• Closely work with technology team to develop the trading platform.
• Perform system testing in UAT environment.
• Communicate with clearing brokers and other counter parties.
• Other ad-hoc duties assigned by the supervisor and management.
• Job Requirements:
• Degree holder in Finance / Statistics / Financial Engineering or related disciplines.
• Certifications in CMFAS M1A, M5, M6 and M6A will be an advantage.
• Minimum 3 years solid experiences in relevant dealing experience in financial institutions or brokerage firms.
• Willing to work night shift and public holidays.
• Good Command of spoken & written in Chinese, and English.
• Ability to work under pressure, with strong analytical, interpersonal skills, independent and detail-minded.

• Lead and design regulatory compliance strategies and implement our programs for all compliance topics, such as Licensing, KYC, Transaction Monitoring, Sanctions Screening, Reporting. You will also play the role as Money Laundering Reporting Officer.
• Advise and support the business on all compliance matters and ensure the business is in alignment with license requirements globally.
• Act as the liaison officer with MAS and regulatory bodies, as well as facilitate internal and external compliance audits.
• Develop and formulate Group AML/CFT policy, standards and operating procedures & control and ensure effective implementation of the program firm-wide.
• Work with technology and product teams in assessing and mitigating technology risk and regulatory risks.
• Conduct reviews on the adequacy and relevance of regulatory and compliance strategies, policies and frameworks, and oversee enhancements to address control deficiencies.
• Implement and conduct regular compliance training programs on an ongoing basis to educate staff on the relevant regulatory developments, compliance policies and procedures.
• Advise and ensure AML and CTF requirement fulfillment for new product and service developments.

Job Requirements:

• 7+ years of relevant experience in compliance roles of international scope (AML/CFT, compliance in financial services industries).
• AML specialist certification with a recognized institution/association of a recognized professional body, would be advantageous.
• Broad exposure to APAC region compliance issues.
• Experience in developing and administering internal controls and processes.
• Ability to work collaboratively with a broad range of business functions.
• Good understanding of the rules and regulations applicable to crypto currencies related.
• Strong understanding of cryptocurrencies product.
• Excellent communication skills in English and Chinese.

• Perform daily margin control function and monitor client’s risk exposure.
• Prepare detailed credit risk assessments on clients, counterparties and financial products.
• Prepare regular risk reports to the management.
• Observe market news and highlight key risk issues.
• Assist in other ad-hoc projects as assigned.

Job Requirements:

• University degree or above in Risk Management, Finance, Accounting or related disciplines.
• Familiar with the China market is highly preferred.
• Knowledge in equities, futures and options, bonds and funds.
• Minimum of 2 years of risk management and preferably in securities firms.
• Self-motivated and detail-minded with the ability to work independently and pressure.
• Good command of spoken and written English and Mandarin.

• Monitoring and overseeing the payment and treasury functions, including daily payment review & approval, fund transfer, month-end closing, monthly management reporting, and annual statutory reporting.
• Liquidity and cash management.
• Ensure compliance of liquidity risk management policy and other applicable risk management framework.
• Maintain and build a positive long-term partnership/relationship with bankers.

Job Requirements:

• University degree holder in Business Administration, Finance, Accounting, or any finance-related discipline.
• Minimum of 6 years’ treasury experience in the financial services industry, preferred with experience in Futures and Securities.
• Preferably with experience in Banking / Asset management and investment field as well.
• Knowledge in Risk-Based Capital (RBC) is required.
• A good team player, able to work independently, and willing to take initiatives.
• Good communication, both written & spoken in English & Chinese.
• Equipped with FX knowledge, OTC and PSA is a plus.